Reasons and Motives for the Albany Plan of Union
“Reasons and Motives”: ms not found;
reprinted from Benjamin Vaughan, ed., Political, Miscellaneous,
and Philosophical Pieces; ... Written by Benj. Franklin,
LL.D. and F.R.S. (London, 1779), pp. 85-119
[July, 1754]
1. Reasons and Motives on which the Plan of Union was
formed.
The Commissioners from a number of the northern
colonies being met at Albany, and considering the difficulties that
have always attended the most necessary general measures for the
common defence, or for the annoyance of the enemy, when they were
to be carried through the several particular assemblies of all the
colonies; some assemblies being before at variance with their
governors or councils, and the several branches of the government
not on terms of doing business with each other; others taking the
opportunity, when their concurrence is wanted, to push for
favourite laws, powers, or points that they think could not at
other times be obtained, and so creating disputes and
quarrels; one assembly waiting to see what another will do, being
afraid of doing more than its share, or desirous of doing less; or
refusing to do any thing, because its country is not at present so
much exposed as others, or because another will reap more immediate
advantage; from one or other of which causes, the assemblies of six
(out of seven) colonies applied to, had granted no assistance to
Virginia, when lately invaded by the French, though purposely
convened, and the importance of the occasion earnestly urged upon
them: Considering moreover, that one principal encouragement to the
French, in invading and insulting the British American dominions,
was their knowledge of our disunited state, and of our weakness
arising from such want of union; and that from hence different
colonies were, at different times, extremely harassed, and put to
great expence both of blood and treasure, who would have remained
in peace, if the enemy had had cause to fear the drawing on
themselves the resentment and power of the whole; the said
Commissioners, considering also the present incroachments of the
French, and the mischievous consequences that may be expected from
them, if not opposed with our force, came to an unanimous
resolution, That an union of the colonies is absolutely
necessary for their preservation.
The manner of forming and establishing
this union was the next point. When it was considered that the
colonies were seldom all in equal danger at the same time, or
equally near the danger, or equally sensible of it; that some of
them had particular interests to manage, with which an union might
interfere; and that they were extremely jealous of each other; it
was thought impracticable to obtain a joint agreement of all the
colonies to an union, in which the expence and burthen of defending
any of them should be divided among them all; and if ever acts of
assembly in all the colonies could be obtained for that purpose,
yet as any colony, on the least dissatisfaction, might repeal its
own act and thereby withdraw itself from the union, it would not be
a stable one, or such as could be depended on: for if only one
colony should, on any disgust withdraw itself, others might think
it unjust and unequal that they, by continuing in the union, should
be at the expence of defending a colony which refused to bear its
proportionable part, and would therefore one after another,
withdraw, till the whole crumbled into its original parts.
Therefore the commissioners came to another previous resolution,
viz. That it was necessary the union should be
established by act of parliament.
They then proceeded to sketch out a plan of
union, which they did in a plain and concise manner, just
sufficient to shew their sentiments of the kind of union that would
best suit the circumstances of the colonies, be most agreeable to
the people, and most effectually promote his Majesty’s service and
the general interest of the British empire. This was respectfully
sent to the assemblies of the several colonies for their
consideration, and to receive such alterations and improvements as
they should think fit and necessary; after which it was proposed to
be transmitted to England to be perfected, and the establishment of
it there humbly solicited.
This was as much as the commissioners could
do.
II. Reasons against partial Unions.
It was proposed by some of the Commissioners to
form the colonies into two or three distinct unions; but for these
reasons that proposal was dropped even by those that made it;
[viz.]
1. In all cases where the strength of the whole
was necessary to be used against the enemy, there would be the same
difficulty in degree, to bring the several unions to unite
together, as now the several colonies; and consequently the same
delays on our part and advantage to the enemy.
2. Each union would separately be weaker than
when joined by the whole, obliged to exert more force, be more
oppressed by the expence, and the enemy less deterred from
attacking it.
3. Where particular colonies have selfish
views, as New York with regard to Indian trade and lands; or
are less exposed, being covered by others, as New Jersey,
Rhode Island, Connecticut, Maryland; or have particular whims
and prejudices against warlike measures in general, as
Pensylvania, where the Quakers predominate; such colonies would
have more weight in a partial union, and be better able to oppose
and obstruct the measures necessary for the general good, than
where they are swallowed up in the general union.
4. The Indian trade would be better regulated
by the union of the whole than by partial unions. And as Canada is
chiefly supported by that trade, if it could be drawn into the
hands of the English, (as it might be if the Indians were supplied
on moderate terms, and by honest traders appointed by and acting
for the public) that alone would contribute greatly to the
weakening of our enemies.
5. The establishing of new colonies westward on
the Ohio and the lakes, (a matter of considerable importance to the
increase of British trade and power, to the breaking that of the
French, and to the protection and security of our present
colonies,) would best be carried on by a joint union.
6. It was also thought, that by the frequent
meetings-together of commissioners or representatives from all the
colonies, the circumstances of the whole would be better known, and
the good of the whole better provided for; and that the colonies
would by this connection learn to consider themselves, not as so
many independent states, but as members of the same body; and
thence be more ready to afford assistance and support to each
other, and to make diversions in favour even of the most distant,
and to join cordially in any expedition for the benefit of all
against the common enemy.
These were the principal reasons and motives
for forming the plan of union as it stands. To which may be added
this, that as the union of the * * * * *
The remainder of this article is lost.
III. Plan of a proposed Union of the several Colonies of
Massachusett’s Bay, New Hampshire, Connecticut, Rhode Island, New
York, New Jersey, Pensylvania, Maryland, Virginia, North Carolina,
and South Carolina for their mutual Defence and Security, and for
extending the British Settlements in North America, with the
Reasons and Motives for each Article of the Plan [as far as could
be remembered.]
It was thought that it would be best the
President General should be supported as well as appointed by the
crown; that so all disputes between him and the Grand Council
concerning his salary might be prevented; as such disputes have
been frequently of mischievous consequence in particular colonies,
especially in time of public danger. The quit-rents of crown-lands
in America, might in a short time be sufficient for this purpose.
The choice of members for the grand council is placed in the house
of representatives of each government, in order to give the people
a share in this new general government, as the crown has its share
by the appointment of the President General.
But it being proposed by the gentlemen of the
council of New York, and some other counsellors among the
commissioners, to alter the plan in this particular, and to give
the governors and council of the several provinces a share in the
choice of the grand council, or at least a power of approving and
confirming or of disallowing the choice made by the house of
representatives, it was said:
“That the government or constitution proposed
to be formed by the plan, consists of two branches; a President
General appointed by the crown, and a council chosen by the people,
or by the people’s representatives, which is the same thing.
“That by a subsequent article, the council
chosen by the people can effect nothing without the consent of the
President General appointed by the crown; the crown possesses
therefore full one half of the power of this constitution.
“That in the British constitution, the crown is
supposed to possess but one third, the Lords having their
share.
“That this constitution seemed rather more
favourable for the crown.
“That it is essential to English liberty,
[that] the subject should not be taxed but by his own consent or
the consent of his elected representatives.
“That taxes to be laid and levied by this
proposed constitution will be proposed and agreed to by the
representatives of the people, if the plan in this particular be
preserved:
“But if the proposed alteration should take
place, it seemed as if matters may be so managed as that the crown
shall finally have the appointment not only of the President
General, but of a majority of the grand council; for, seven out of
eleven governors and councils are appointed by the crown:
“And so the people in all the colonies would in
effect be taxed by their governors.
“It was therefore apprehended that such
alterations of the plan would give great dissatisfaction, and that
the colonies could not be easy under such a power in governors, and
such an infringement of what they take to be English liberty.
“Besides, the giving a share in the choice of
the grand council would not be equal with respect to all the
colonies, as their constitutions differ. In some, both governor and
council are appointed by the crown. In others, they are both
appointed by the proprietors. In some, the people have a share in
the choice of the council; in others, both government and council
are wholly chosen by the people. But the house of representatives
is every where chosen by the people; and therefore placing the
right of choosing the grand council in the representatives, is
equal with respect to all.
“That the grand council is intended to
represent all the several houses of representatives of the
colonies, as a house of representatives doth the several towns or
counties of a colony. Could all the people of a colony be consulted
and unite in public measures, a house of representatives would be
needless: and could all the assemblies conveniently consult and
unite in general measures, the grand council would be
unnecessary.
“That a house of commons or the house of
representatives, and the grand council, are thus alike in their
nature and intention. And as it would seem improper that the King
or house of Lords should have a power of disallowing or appointing
members of the house of commons; so likewise that a governor and
council appointed by the crown should have a power of disallowing
or appointing members of the grand council, (who, in this
constitution, are to be the representatives of the people.)
“If the governors and councils therefore were
to have a share in the choice of any that are to conduct this
general government, it should seem more proper that they chose the
President General. But this being an office of great trust and
importance to the nation, it was thought better to be filled by the
immediate appointment of the crown.
“The power proposed to be given by the plan to
the grand council is only a concentration of the powers of the
several assemblies in certain points for the general welfare; as
the power of the President General is of the powers of the several
governors in the same points.
“And as the choice therefore of the grand
council by the representatives of the people, neither gives the
people any new powers, nor diminishes the power of the crown, it
was thought and hoped the crown would not disapprove of it.”
Upon the whole, the commissioners were of
opinion, that the choice was most properly placed in the
representatives of the people.
Election of Members.
That within months after
the passing such act, the house of representatives that
happen to be sitting within that time, or that shall be
especially for the purpose convened, may and shall choose
members for the grand council, in the following proportion,
that is to say,
It was thought that if the least colony was
allowed two, and the others in proportion, the number would be very
great and the expence heavy; and that less than two would not be
convenient, as a single person, being by any accident prevented
appearing at the meeting, the colony he ought to appear for would
not be represented. That as the choice was not immediately popular,
they would be generally men of good abilities for business, and men
of reputation for integrity; and that forty-eight such men might be
a number sufficient. But, though it was thought reasonable that
each colony should have a share in the representative boby in some
degree, according to the proportion it contributed to the general
treasury; yet the proportion of wealth or power of the colonies is
not to be judged by the proportion here fixed; because it was at
first agreed that the greatest colony should not have more than
seven members, nor the least less than two: and the settling these
proportions between these two extremes was not nicely attended to,
as it would find itself, after the first election from the sums
brought into the treasury, as by a subsequent article.
Place of first Meeting.
Philadelphia was named as being the nearer the
center of the colonies where the Commissioners would be well and
cheaply accommodated. The high-roads through the whole extent, are
for the most part very good, in which forty or fifty miles a day
may very well be and frequently are travelled. Great part of the
way may likewise be gone by water. In summer-time the passages are
frequently performed in a week from Charles Town to Philadelphia
and New York; and from Rhode Island to New York through the Sound
in two or three days; and from New York to Philadelphia by water
and land in two days, by stage-boats and wheel-carriages that set
out every other day. The journey from Charles Town to Philadelphia
may likewise be facilitated by boats running up Chesapeak Bay three
hundred miles. But if the whole journey be performed on horseback,
the most distant members, (viz. the two from New Hampshire and from
South Carolina) may probably render themselves at Philadelphia in
fifteen or twenty-days; the majority may be there in much less
time.
New Election.
Some colonies have annual assemblies, some
continue during a governor’s pleasure; three years was thought a
reasonable medium, as affording a new member time to improve
himself in the business, and to act after such improvement; and yet
giving opportunities, frequent enough, to change him if he has
misbehaved.
Proportion of Members after the first three Years.
By a subsequent article it is proposed, that
the general council shall lay and levy such general duties as to
them may appear most equal and least burthensome, &c. Suppose,
for instance, they lay a small duty or excise on some commodity
imported into or made in the colonies, and pretty generally and
equally used in all of them; as rum perhaps, or wine: the yearly
produce of this duty or excise, if fairly collected, would be in
some colonies greater, in others less, as the colonies are greater
or smaller. When the collectors accounts are brought in, the
proportions will appear; and from them it is proposed to regulate
the proportion of representatives to be chosen at the next general
election, within the limits however of seven and two. These numbers
may therefore vary in course of years, as the colonies may in the
growth and increase of people. And thus the quota of tax from each
colony would naturally vary with its circumstances; thereby
preventing all disputes and dissatisfactions about the just
proportions due from each; which might otherwise produce pernicious
consequences, and destroy the harmony and good agreement that ought
to subsist between the several parts of the union.
Meetings of the Grand Council, and Call.
It was thought, in establishing and governing
new colonies or settlements, regulating Indian trade, Indian
treaties, &c. there would be every year sufficient business
arise to require at least one meeting, and at such meeting many
things might be suggested for the benefit of all the colonies. This
annual meeting may either be at a time or place certain, to be
fixed by the President General and grand council at their first
meeting; or left at liberty, to be at such time and place as they
shall adjourn to, or be called to meet at by the President
General.
In time of war it seems convenient, that
the meeting should be in that colony, which is nearest the seat of
action.
The power of calling them on any emergency
seemed necessary to be vested in the President General; but that
such power might not be wantonly used to harass the members, and
oblige them to make frequent long journies to little purpose, the
consent of seven at least to such call was supposed a convenient
guard.
Continuance.
The speaker should be presented for
approbation; it being convenient, to prevent misunderstandings and
disgusts, that the mouth of the council should be a person
agreeable, if possible, both to the council and the President
General.
Governors have sometimes wantonly exercised the
power of proroguing or continuing the sessions of assemblies,
merely to harass the members and compel a compliance; and sometimes
dissolve them on slight disgusts. This it was feared might be done
by the President General, if not provided against: and the
inconvenience and hardship would be greater in the general
government than in particular colonies, in proportion to the
distance the members must be from home, during sittings, and the
long journies some of them must necessarily take.
Members’ Allowance.
It was thought proper to allow some
wages, lest the expence might deter some suitable persons from the
service; and not to allow too great wages, lest unsuitable
persons should be tempted to cabal for the employment for the sake
of gain. Twenty miles was set down as a day’s journey to allow for
accidental hinderances on the road, and the greater expences of
travelling than residing at the place of meeting.
Assent of President General and his Duty.
The assent of the President General to all acts
of the grand council was made necessary, in order to give the crown
its due share of influence in this government, and connect it with
that of Great Britain. The President General, besides one half of
the legislative power, hath in his hands the whole executive
power.
Power of President General and Grand Council. Treaties of
Peace and War.
The power of making peace or war with Indian
nations is at present supposed to be in every colony, and is
expressly granted to some by charter, so that no new power is
hereby intended to be granted to the colonies. But as, in
consequence of this power, one colony might make peace with a
nation that another was justly engaged in war with; or make war on
slight occasions without the concurrence or approbation of
neighbouring colonies, greatly endangered by it; or make particular
treaties of neutrality in case of a general war, to their own
private advantage in trade, by supplying the common enemy; of all
which there have been instances —it was thought better to have all
treaties of a general nature under a general direction; that so the
good of the whole may be consulted and provided for.
Indian Trade.
Many quarrels and wars have arisen between the
colonies and Indian nations, through the bad conduct of traders;
who cheat the Indians after making them drunk, &c. to the great
expence of the colonies both in blood and treasure. Particular
colonies are so interested in the trade as not to be willing to
admit such a regulation as might be best for the whole; and
therefore it was thought best under a general direction.
Indian Purchases.
Purchases from the Indians made by private
persons, have been attended with many inconveniences. They have
frequently interfered, and occasioned uncertainty of titles, many
disputes and expensive law-suits, and hindered the settlement of
the land so disputed. Then the Indians have been cheated by such
private purchases, and discontent and wars have been the
consequence. These would be prevented by public fair purchases.
Several of the colony charters in America
extend their bounds to the South Sea, which may be perhaps three or
four thousand miles in length to one or two hundred miles in
breadth. It is supposed they must in time be reduced to dimensions
more convenient for the common purposes of government.
Very little of the land in those grants is yet
purchased of the Indians.
It is much cheaper to purchase of them, than to
take and maintain the possession by force: for they are generally
very reasonable in their demands for land; and the expence of
guarding a large frontier against their incursions is vastly great;
because all must be guarded and always guarded, as we know not
where or when to expect them.
New Settlements.
It is supposed better that there should be one
purchaser than many; and that the crown should be that purchaser,
or the union in the name of the crown. By this means the bargains
may be more easily made, the price not inhanced by numerous
bidders, future disputes about private Indian purchases, and
monopolies of vast tracts to particular persons (which are
prejudicial to the settlement and peopling of a country) prevented;
and the land being again granted in small tracts to the settlers,
the quit-rents reserved may in time become a fund for support of
government, for defence of the country, ease of taxes, &c.
Strong forts on the lakes, the Ohio, &c.
may at the same time they secure our present frontiers, serve to
defend new colonies settled under their protection; and such
colonies would also mutually defend and support such forts, and
better secure the friendship of the far Indians.
A particular colony has scarce strength enough
to extend itself by new settlements, at so great a distance from
the old: but the joint force of the union might suddenly establish
a new colony or two in those parts, or extend an old colony to
particular passes, greatly to the security of our present
frontiers, increase of trade and people, breaking off the French
communication between Canada and Louisiana, and speedy settlement
of the intermediate lands.
The power of settling new colonies is therefore
thought a valuable part of the plan; and what cannot so well be
executed by two unions as by one.
Laws to govern them.
The making of laws suitable for the new
colonies, it was thought would be properly vested in the President
General and grand council; under whose protection they will at
first necessarily be, and who would be well acquainted with their
circumstances, as having settled them. When they are become
sufficiently populous, they may by the crown, be formed into
compleat and distinct governments.
The appointment of a Sub-president by the
crown, to take place in case of the death or absence of the
President General, would perhaps be an improvement of the plan; and
if all the governors of particular provinces were to be formed into
a standing council of state, for the advice and assistance of the
President General, it might be another considerable
improvement.
Raise Soldiers and equip Vessels, &c.
It was thought, that quotas of men to be raised
and paid by the several colonies, and joined for any public
service, could not always be got together with the necessary
expedition. For instance, suppose one thousand men should be wanted
in New Hampshire on any emergency; to fetch them by fifties and
hundreds out of every colony as far as South Carolina, would be
inconvenient, the transportation chargeable, and the occasion
perhaps passed before they could be assembled; and therefore that
it would be best to raise them (by offering bounty-money and pay)
near the place where they would be wanted, to be discharged again
when the service should be over.
Particular colonies are at present backward to
build forts at their own expence, which they say will be equally
useful to their neighbouring colonies; who refuse to join, on a
presumption that such forts will be built and kept up,
though they contribute nothing. This unjust conduct weakens the
whole; but the forts being for the good of the whole, it was
thought best they should be built and maintained by the whole, out
of the common treasury.
In the time of war, small vessels of force are
sometimes necessary in the colonies to scour the coast of small
privateers. These being provided by the Union, will be an advantage
in turn to the colonies which are situated on the sea, and whose
frontiers on the land-side, being covered by other colonies, reap
but little immediate benefit from the advanced forts.
Power to make Laws, lay Duties, &c.
The laws which the President General and grand
council are impowered to make, are such only as shall be
necessary for the government of the settlements; the raising,
regulating and paying soldiers for the general service; the
regulating of Indian trade; and laying and collecting the general
duties and taxes. (They should also have a power to restrain the
exportation of provisions to the enemy from any of the colonies, on
particular occasions, in time of war.) But it is not intended that
they may interfere with the constitution and government of the
particular colonies; who are to be left to their own laws, and to
lay, levy, and apply their own taxes as before.
General Treasurer and Particular Treasurer.
The treasurers here meant are only for the
general funds; and not for the particular funds of each colony,
which remain in the hands of their own treasurers at their own
disposal.
Money how to issue.
To prevent misapplication of the money, or even
application that might be dissatisfactory to the crown or the
people, it was thought necessary to join the President General and
grand council in all issues of money.
Accounts.
By communicating the accounts yearly to each
assembly, they will be satisfied of the prudent and honest conduct
of their representatives in the grand council.
Quorum.
The quorum seems large, but it was thought it
would not be satisfactory to the colonies in general, to have
matters of importance to the whole transacted by a smaller number,
or even by this number of twenty-five, unless there were among them
one at least from a majority of the colonies; because otherwise the
whole quorum being made up of members from three or four colonies
at one end of the union, something might be done that would not be
equal with respect to the rest, and thence dissatisfactions and
discords might rise to the prejudice of the whole.
Laws to be transmitted.
This was thought necessary for the satisfaction
of the crown, to preserve the connection of the parts of the
British empire with the whole, of the members with the head, and to
induce greater care and circumspection in making of the laws, that
they be good in themselves and for the general benefit.
Death of the President General.
It might be better, perhaps, as was said
before, if the crown appointed a Vice President, to take place on
the death or absence of the President General; for so we should be
more sure of a suitable person at the head of the colonies. On the
death or absence of both, the speaker to take place (or rather the
eldest King’s-governor) till his Majesty’s pleasure be known.
Officers how appointed.
It was thought it might be very prejudicial to
the service, to have officers appointed unknown to the people, or
unacceptable; the generality of Americans serving willingly under
officers they know; and not caring to engage in the service under
strangers, or such as are often appointed by governors through
favour or interest. The service here meant, is not the stated
settled service in standing troops; but any sudden and short
service, either for defence of our own colonies, or invading the
enemies country; (such as, the expedition to Cape Breton in the
last war; in which many substantial farmers and tradesmen engaged
as common soldiers under officers of their own country, for whom
they had an esteem and affection; who would not have engaged in a
standing army, or under officers from England.) It was therefore
thought best to give the council the power of approving the
officers, which the people will look upon as a great security of
their being good men. And without some such provision as this, it
was thought the expence of engaging men in the service on any
emergency would be much greater, and the number who could be
induced to engage much less; and that therefore it would be most
for the King’s service and general benefit of the nation, that the
prerogative should relax a little in this particular throughout all
the colonies in America; as it had already done much more in the
charters of some particular colonies, viz. Connecticut and Rhode
Island.
The civil officers will be chiefly treasurers
and collectors of taxes; and the suitable persons are most likely
to be known by the council.
Vacancies how supplied.
The vacancies were thought best supplied by the
governors in each province, till a new appointment can be regularly
made; otherwise the service might suffer before the meeting of the
President General and grand council.
Each Colony may defend itself on Emergency, &c.
Otherwise the Union of the whole would weaken
the parts, contrary to the design of the union. The accounts are to
be judged of by the President General and grand council, and
allowed if found reasonable: this was thought necessary to
encourage colonies to defend themselves, as the expence would be
light when borne by the whole; and also to check imprudent and
lavish expence in such defences.
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