Reasons and Motives for the Albany Plan of Union
“Reasons and Motives”: ms not found; reprinted from Benjamin Vaughan, ed., Political, Miscellaneous, and Philosophical Pieces; ... Written by Benj. Franklin, LL.D. and F.R.S. (London, 1779), pp. 85-119
[July, 1754]

1. Reasons and Motives on which the Plan of Union was formed.

The Commissioners from a number of the northern colonies being met at Albany, and considering the difficulties that have always attended the most necessary general measures for the common defence, or for the annoyance of the enemy, when they were to be carried through the several particular assemblies of all the colonies; some assemblies being before at variance with their governors or councils, and the several branches of the government not on terms of doing business with each other; others taking the opportunity, when their concurrence is wanted, to push for favourite laws, powers, or points that they think could not at other times be obtained, and so creating disputes and quarrels; one assembly waiting to see what another will do, being afraid of doing more than its share, or desirous of doing less; or refusing to do any thing, because its country is not at present so much exposed as others, or because another will reap more immediate advantage; from one or other of which causes, the assemblies of six (out of seven) colonies applied to, had granted no assistance to Virginia, when lately invaded by the French, though purposely convened, and the importance of the occasion earnestly urged upon them: Considering moreover, that one principal encouragement to the French, in invading and insulting the British American dominions, was their knowledge of our disunited state, and of our weakness arising from such want of union; and that from hence different colonies were, at different times, extremely harassed, and put to great expence both of blood and treasure, who would have remained in peace, if the enemy had had cause to fear the drawing on themselves the resentment and power of the whole; the said Commissioners, considering also the present incroachments of the French, and the mischievous consequences that may be expected from them, if not opposed with our force, came to an unanimous resolution, That an union of the colonies is absolutely necessary for their preservation.

The manner of forming and establishing this union was the next point. When it was considered that the colonies were seldom all in equal danger at the same time, or equally near the danger, or equally sensible of it; that some of them had particular interests to manage, with which an union might interfere; and that they were extremely jealous of each other; it was thought impracticable to obtain a joint agreement of all the colonies to an union, in which the expence and burthen of defending any of them should be divided among them all; and if ever acts of assembly in all the colonies could be obtained for that purpose, yet as any colony, on the least dissatisfaction, might repeal its own act and thereby withdraw itself from the union, it would not be a stable one, or such as could be depended on: for if only one colony should, on any disgust withdraw itself, others might think it unjust and unequal that they, by continuing in the union, should be at the expence of defending a colony which refused to bear its proportionable part, and would therefore one after another, withdraw, till the whole crumbled into its original parts. Therefore the commissioners came to another previous resolution, viz. That it was necessary the union should be established by act of parliament.

They then proceeded to sketch out a plan of union, which they did in a plain and concise manner, just sufficient to shew their sentiments of the kind of union that would best suit the circumstances of the colonies, be most agreeable to the people, and most effectually promote his Majesty’s service and the general interest of the British empire. This was respectfully sent to the assemblies of the several colonies for their consideration, and to receive such alterations and improvements as they should think fit and necessary; after which it was proposed to be transmitted to England to be perfected, and the establishment of it there humbly solicited.

This was as much as the commissioners could do.

II. Reasons against partial Unions.

It was proposed by some of the Commissioners to form the colonies into two or three distinct unions; but for these reasons that proposal was dropped even by those that made it; [viz.]

1. In all cases where the strength of the whole was necessary to be used against the enemy, there would be the same difficulty in degree, to bring the several unions to unite together, as now the several colonies; and consequently the same delays on our part and advantage to the enemy.

2. Each union would separately be weaker than when joined by the whole, obliged to exert more force, be more oppressed by the expence, and the enemy less deterred from attacking it.

3. Where particular colonies have selfish views, as New York with regard to Indian trade and lands; or are less exposed, being covered by others, as New Jersey, Rhode Island, Connecticut, Maryland; or have particular whims and prejudices against warlike measures in general, as Pensylvania, where the Quakers predominate; such colonies would have more weight in a partial union, and be better able to oppose and obstruct the measures necessary for the general good, than where they are swallowed up in the general union.

4. The Indian trade would be better regulated by the union of the whole than by partial unions. And as Canada is chiefly supported by that trade, if it could be drawn into the hands of the English, (as it might be if the Indians were supplied on moderate terms, and by honest traders appointed by and acting for the public) that alone would contribute greatly to the weakening of our enemies.

5. The establishing of new colonies westward on the Ohio and the lakes, (a matter of considerable importance to the increase of British trade and power, to the breaking that of the French, and to the protection and security of our present colonies,) would best be carried on by a joint union.

6. It was also thought, that by the frequent meetings-together of commissioners or representatives from all the colonies, the circumstances of the whole would be better known, and the good of the whole better provided for; and that the colonies would by this connection learn to consider themselves, not as so many independent states, but as members of the same body; and thence be more ready to afford assistance and support to each other, and to make diversions in favour even of the most distant, and to join cordially in any expedition for the benefit of all against the common enemy.

These were the principal reasons and motives for forming the plan of union as it stands. To which may be added this, that as the union of the * * * * *

The remainder of this article is lost.

III. Plan of a proposed Union of the several Colonies of Massachusett’s Bay, New Hampshire, Connecticut, Rhode Island, New York, New Jersey, Pensylvania, Maryland, Virginia, North Carolina, and South Carolina for their mutual Defence and Security, and for extending the British Settlements in North America, with the Reasons and Motives for each Article of the Plan [as far as could be remembered.]

It was thought that it would be best the President General should be supported as well as appointed by the crown; that so all disputes between him and the Grand Council concerning his salary might be prevented; as such disputes have been frequently of mischievous consequence in particular colonies, especially in time of public danger. The quit-rents of crown-lands in America, might in a short time be sufficient for this purpose. The choice of members for the grand council is placed in the house of representatives of each government, in order to give the people a share in this new general government, as the crown has its share by the appointment of the President General.

But it being proposed by the gentlemen of the council of New York, and some other counsellors among the commissioners, to alter the plan in this particular, and to give the governors and council of the several provinces a share in the choice of the grand council, or at least a power of approving and confirming or of disallowing the choice made by the house of representatives, it was said:

“That the government or constitution proposed to be formed by the plan, consists of two branches; a President General appointed by the crown, and a council chosen by the people, or by the people’s representatives, which is the same thing.

“That by a subsequent article, the council chosen by the people can effect nothing without the consent of the President General appointed by the crown; the crown possesses therefore full one half of the power of this constitution.

“That in the British constitution, the crown is supposed to possess but one third, the Lords having their share.

“That this constitution seemed rather more favourable for the crown.

“That it is essential to English liberty, [that] the subject should not be taxed but by his own consent or the consent of his elected representatives.

“That taxes to be laid and levied by this proposed constitution will be proposed and agreed to by the representatives of the people, if the plan in this particular be preserved:

“But if the proposed alteration should take place, it seemed as if matters may be so managed as that the crown shall finally have the appointment not only of the President General, but of a majority of the grand council; for, seven out of eleven governors and councils are appointed by the crown:

“And so the people in all the colonies would in effect be taxed by their governors.

“It was therefore apprehended that such alterations of the plan would give great dissatisfaction, and that the colonies could not be easy under such a power in governors, and such an infringement of what they take to be English liberty.

“Besides, the giving a share in the choice of the grand council would not be equal with respect to all the colonies, as their constitutions differ. In some, both governor and council are appointed by the crown. In others, they are both appointed by the proprietors. In some, the people have a share in the choice of the council; in others, both government and council are wholly chosen by the people. But the house of representatives is every where chosen by the people; and therefore placing the right of choosing the grand council in the representatives, is equal with respect to all.

“That the grand council is intended to represent all the several houses of representatives of the colonies, as a house of representatives doth the several towns or counties of a colony. Could all the people of a colony be consulted and unite in public measures, a house of representatives would be needless: and could all the assemblies conveniently consult and unite in general measures, the grand council would be unnecessary.

“That a house of commons or the house of representatives, and the grand council, are thus alike in their nature and intention. And as it would seem improper that the King or house of Lords should have a power of disallowing or appointing members of the house of commons; so likewise that a governor and council appointed by the crown should have a power of disallowing or appointing members of the grand council, (who, in this constitution, are to be the representatives of the people.)

“If the governors and councils therefore were to have a share in the choice of any that are to conduct this general government, it should seem more proper that they chose the President General. But this being an office of great trust and importance to the nation, it was thought better to be filled by the immediate appointment of the crown.

“The power proposed to be given by the plan to the grand council is only a concentration of the powers of the several assemblies in certain points for the general welfare; as the power of the President General is of the powers of the several governors in the same points.

“And as the choice therefore of the grand council by the representatives of the people, neither gives the people any new powers, nor diminishes the power of the crown, it was thought and hoped the crown would not disapprove of it.”

Upon the whole, the commissioners were of opinion, that the choice was most properly placed in the representatives of the people.

Election of Members.

That within    months after the passing such act, the house of representatives that happen to be sitting within that time, or that shall be especially for the purpose convened, may and shall choose members for the grand council, in the following proportion, that is to say,

Massachussett's Bay 7
New Hampshire 2
Connecticut 5
Rhode Island 2
New York 4
New Jerseys 3
Pensylvania 6
Maryland 4
Virginia 7
North Carolina 4
South Carolina 4
48

It was thought that if the least colony was allowed two, and the others in proportion, the number would be very great and the expence heavy; and that less than two would not be convenient, as a single person, being by any accident prevented appearing at the meeting, the colony he ought to appear for would not be represented. That as the choice was not immediately popular, they would be generally men of good abilities for business, and men of reputation for integrity; and that forty-eight such men might be a number sufficient. But, though it was thought reasonable that each colony should have a share in the representative boby in some degree, according to the proportion it contributed to the general treasury; yet the proportion of wealth or power of the colonies is not to be judged by the proportion here fixed; because it was at first agreed that the greatest colony should not have more than seven members, nor the least less than two: and the settling these proportions between these two extremes was not nicely attended to, as it would find itself, after the first election from the sums brought into the treasury, as by a subsequent article.

Place of first Meeting.

Philadelphia was named as being the nearer the center of the colonies where the Commissioners would be well and cheaply accommodated. The high-roads through the whole extent, are for the most part very good, in which forty or fifty miles a day may very well be and frequently are travelled. Great part of the way may likewise be gone by water. In summer-time the passages are frequently performed in a week from Charles Town to Philadelphia and New York; and from Rhode Island to New York through the Sound in two or three days; and from New York to Philadelphia by water and land in two days, by stage-boats and wheel-carriages that set out every other day. The journey from Charles Town to Philadelphia may likewise be facilitated by boats running up Chesapeak Bay three hundred miles. But if the whole journey be performed on horseback, the most distant members, (viz. the two from New Hampshire and from South Carolina) may probably render themselves at Philadelphia in fifteen or twenty-days; the majority may be there in much less time.

New Election.

Some colonies have annual assemblies, some continue during a governor’s pleasure; three years was thought a reasonable medium, as affording a new member time to improve himself in the business, and to act after such improvement; and yet giving opportunities, frequent enough, to change him if he has misbehaved.

Proportion of Members after the first three Years.

By a subsequent article it is proposed, that the general council shall lay and levy such general duties as to them may appear most equal and least burthensome, &c. Suppose, for instance, they lay a small duty or excise on some commodity imported into or made in the colonies, and pretty generally and equally used in all of them; as rum perhaps, or wine: the yearly produce of this duty or excise, if fairly collected, would be in some colonies greater, in others less, as the colonies are greater or smaller. When the collectors accounts are brought in, the proportions will appear; and from them it is proposed to regulate the proportion of representatives to be chosen at the next general election, within the limits however of seven and two. These numbers may therefore vary in course of years, as the colonies may in the growth and increase of people. And thus the quota of tax from each colony would naturally vary with its circumstances; thereby preventing all disputes and dissatisfactions about the just proportions due from each; which might otherwise produce pernicious consequences, and destroy the harmony and good agreement that ought to subsist between the several parts of the union.

Meetings of the Grand Council, and Call.

It was thought, in establishing and governing new colonies or settlements, regulating Indian trade, Indian treaties, &c. there would be every year sufficient business arise to require at least one meeting, and at such meeting many things might be suggested for the benefit of all the colonies. This annual meeting may either be at a time or place certain, to be fixed by the President General and grand council at their first meeting; or left at liberty, to be at such time and place as they shall adjourn to, or be called to meet at by the President General.

In time of war it seems convenient, that the meeting should be in that colony, which is nearest the seat of action.

The power of calling them on any emergency seemed necessary to be vested in the President General; but that such power might not be wantonly used to harass the members, and oblige them to make frequent long journies to little purpose, the consent of seven at least to such call was supposed a convenient guard.

Continuance.

The speaker should be presented for approbation; it being convenient, to prevent misunderstandings and disgusts, that the mouth of the council should be a person agreeable, if possible, both to the council and the President General.

Governors have sometimes wantonly exercised the power of proroguing or continuing the sessions of assemblies, merely to harass the members and compel a compliance; and sometimes dissolve them on slight disgusts. This it was feared might be done by the President General, if not provided against: and the inconvenience and hardship would be greater in the general government than in particular colonies, in proportion to the distance the members must be from home, during sittings, and the long journies some of them must necessarily take.

Members’ Allowance.

It was thought proper to allow some wages, lest the expence might deter some suitable persons from the service; and not to allow too great wages, lest unsuitable persons should be tempted to cabal for the employment for the sake of gain. Twenty miles was set down as a day’s journey to allow for accidental hinderances on the road, and the greater expences of travelling than residing at the place of meeting.

Assent of President General and his Duty.

The assent of the President General to all acts of the grand council was made necessary, in order to give the crown its due share of influence in this government, and connect it with that of Great Britain. The President General, besides one half of the legislative power, hath in his hands the whole executive power.

Power of President General and Grand Council. Treaties of Peace and War.

The power of making peace or war with Indian nations is at present supposed to be in every colony, and is expressly granted to some by charter, so that no new power is hereby intended to be granted to the colonies. But as, in consequence of this power, one colony might make peace with a nation that another was justly engaged in war with; or make war on slight occasions without the concurrence or approbation of neighbouring colonies, greatly endangered by it; or make particular treaties of neutrality in case of a general war, to their own private advantage in trade, by supplying the common enemy; of all which there have been instances —it was thought better to have all treaties of a general nature under a general direction; that so the good of the whole may be consulted and provided for.

Indian Trade.

Many quarrels and wars have arisen between the colonies and Indian nations, through the bad conduct of traders; who cheat the Indians after making them drunk, &c. to the great expence of the colonies both in blood and treasure. Particular colonies are so interested in the trade as not to be willing to admit such a regulation as might be best for the whole; and therefore it was thought best under a general direction.

Indian Purchases.

Purchases from the Indians made by private persons, have been attended with many inconveniences. They have frequently interfered, and occasioned uncertainty of titles, many disputes and expensive law-suits, and hindered the settlement of the land so disputed. Then the Indians have been cheated by such private purchases, and discontent and wars have been the consequence. These would be prevented by public fair purchases.

Several of the colony charters in America extend their bounds to the South Sea, which may be perhaps three or four thousand miles in length to one or two hundred miles in breadth. It is supposed they must in time be reduced to dimensions more convenient for the common purposes of government.

Very little of the land in those grants is yet purchased of the Indians.

It is much cheaper to purchase of them, than to take and maintain the possession by force: for they are generally very reasonable in their demands for land; and the expence of guarding a large frontier against their incursions is vastly great; because all must be guarded and always guarded, as we know not where or when to expect them.

New Settlements.

It is supposed better that there should be one purchaser than many; and that the crown should be that purchaser, or the union in the name of the crown. By this means the bargains may be more easily made, the price not inhanced by numerous bidders, future disputes about private Indian purchases, and monopolies of vast tracts to particular persons (which are prejudicial to the settlement and peopling of a country) prevented; and the land being again granted in small tracts to the settlers, the quit-rents reserved may in time become a fund for support of government, for defence of the country, ease of taxes, &c.

Strong forts on the lakes, the Ohio, &c. may at the same time they secure our present frontiers, serve to defend new colonies settled under their protection; and such colonies would also mutually defend and support such forts, and better secure the friendship of the far Indians.

A particular colony has scarce strength enough to extend itself by new settlements, at so great a distance from the old: but the joint force of the union might suddenly establish a new colony or two in those parts, or extend an old colony to particular passes, greatly to the security of our present frontiers, increase of trade and people, breaking off the French communication between Canada and Louisiana, and speedy settlement of the intermediate lands.

The power of settling new colonies is therefore thought a valuable part of the plan; and what cannot so well be executed by two unions as by one.

Laws to govern them.

The making of laws suitable for the new colonies, it was thought would be properly vested in the President General and grand council; under whose protection they will at first necessarily be, and who would be well acquainted with their circumstances, as having settled them. When they are become sufficiently populous, they may by the crown, be formed into compleat and distinct governments.

The appointment of a Sub-president by the crown, to take place in case of the death or absence of the President General, would perhaps be an improvement of the plan; and if all the governors of particular provinces were to be formed into a standing council of state, for the advice and assistance of the President General, it might be another considerable improvement.

Raise Soldiers and equip Vessels, &c.

It was thought, that quotas of men to be raised and paid by the several colonies, and joined for any public service, could not always be got together with the necessary expedition. For instance, suppose one thousand men should be wanted in New Hampshire on any emergency; to fetch them by fifties and hundreds out of every colony as far as South Carolina, would be inconvenient, the transportation chargeable, and the occasion perhaps passed before they could be assembled; and therefore that it would be best to raise them (by offering bounty-money and pay) near the place where they would be wanted, to be discharged again when the service should be over.

Particular colonies are at present backward to build forts at their own expence, which they say will be equally useful to their neighbouring colonies; who refuse to join, on a presumption that such forts will be built and kept up, though they contribute nothing. This unjust conduct weakens the whole; but the forts being for the good of the whole, it was thought best they should be built and maintained by the whole, out of the common treasury.

In the time of war, small vessels of force are sometimes necessary in the colonies to scour the coast of small privateers. These being provided by the Union, will be an advantage in turn to the colonies which are situated on the sea, and whose frontiers on the land-side, being covered by other colonies, reap but little immediate benefit from the advanced forts.

Power to make Laws, lay Duties, &c.

The laws which the President General and grand council are impowered to make, are such only as shall be necessary for the government of the settlements; the raising, regulating and paying soldiers for the general service; the regulating of Indian trade; and laying and collecting the general duties and taxes. (They should also have a power to restrain the exportation of provisions to the enemy from any of the colonies, on particular occasions, in time of war.) But it is not intended that they may interfere with the constitution and government of the particular colonies; who are to be left to their own laws, and to lay, levy, and apply their own taxes as before.

General Treasurer and Particular Treasurer.

The treasurers here meant are only for the general funds; and not for the particular funds of each colony, which remain in the hands of their own treasurers at their own disposal.

Money how to issue.

To prevent misapplication of the money, or even application that might be dissatisfactory to the crown or the people, it was thought necessary to join the President General and grand council in all issues of money.

Accounts.

By communicating the accounts yearly to each assembly, they will be satisfied of the prudent and honest conduct of their representatives in the grand council.

Quorum.

The quorum seems large, but it was thought it would not be satisfactory to the colonies in general, to have matters of importance to the whole transacted by a smaller number, or even by this number of twenty-five, unless there were among them one at least from a majority of the colonies; because otherwise the whole quorum being made up of members from three or four colonies at one end of the union, something might be done that would not be equal with respect to the rest, and thence dissatisfactions and discords might rise to the prejudice of the whole.

Laws to be transmitted.

This was thought necessary for the satisfaction of the crown, to preserve the connection of the parts of the British empire with the whole, of the members with the head, and to induce greater care and circumspection in making of the laws, that they be good in themselves and for the general benefit.

Death of the President General.

It might be better, perhaps, as was said before, if the crown appointed a Vice President, to take place on the death or absence of the President General; for so we should be more sure of a suitable person at the head of the colonies. On the death or absence of both, the speaker to take place (or rather the eldest King’s-governor) till his Majesty’s pleasure be known.

Officers how appointed.

It was thought it might be very prejudicial to the service, to have officers appointed unknown to the people, or unacceptable; the generality of Americans serving willingly under officers they know; and not caring to engage in the service under strangers, or such as are often appointed by governors through favour or interest. The service here meant, is not the stated settled service in standing troops; but any sudden and short service, either for defence of our own colonies, or invading the enemies country; (such as, the expedition to Cape Breton in the last war; in which many substantial farmers and tradesmen engaged as common soldiers under officers of their own country, for whom they had an esteem and affection; who would not have engaged in a standing army, or under officers from England.) It was therefore thought best to give the council the power of approving the officers, which the people will look upon as a great security of their being good men. And without some such provision as this, it was thought the expence of engaging men in the service on any emergency would be much greater, and the number who could be induced to engage much less; and that therefore it would be most for the King’s service and general benefit of the nation, that the prerogative should relax a little in this particular throughout all the colonies in America; as it had already done much more in the charters of some particular colonies, viz. Connecticut and Rhode Island.

The civil officers will be chiefly treasurers and collectors of taxes; and the suitable persons are most likely to be known by the council.

Vacancies how supplied.

The vacancies were thought best supplied by the governors in each province, till a new appointment can be regularly made; otherwise the service might suffer before the meeting of the President General and grand council.

Each Colony may defend itself on Emergency, &c.

Otherwise the Union of the whole would weaken the parts, contrary to the design of the union. The accounts are to be judged of by the President General and grand council, and allowed if found reasonable: this was thought necessary to encourage colonies to defend themselves, as the expence would be light when borne by the whole; and also to check imprudent and lavish expence in such defences.

623213 = 005-397a.html